Background
Medical futility is a long-held concept. It was introduced in the 1980s as a distinct concept of bioethics, which, however, is not a well-defined concept. It is extremely difficult (if not unattainable) to precisely define medical futility. The American Medical Association Council on Ethical and Judicial Affairs is of the opinion that medical futility is “inherently a value-laden determination” and has stated that “a fully objective and concrete definition of futility is unattainable” [
1]. It has been arguably stated that medical futility is “an elusive concept” [
2], similar to other terms such as love and art [
1]. While medical futility was initially strictly conceptualized based on evidence-based medical judgements, over the last decade, it has been broadly conceptualized based on not only medical but also value judgements [
3]. Recently, consistent with previous literature [
1], Katz stated that “futility in medicine has been defined as excessive medical intervention with very little prospect of altering the clinical outcome in a positive manner” [
4]. Katz attempted to provide a broad definition and stated, “If treatments fail to release our patients from the preoccupation with the illness and do not allow them to pursue their life goals, then perhaps that treatment is futile” [
4].
White et al. put it best by saying that “futile treatment has been commonly understood in two senses: first, the likelihood that treatment will confer patient benefit is unacceptably low (quantitative futility); second, the quality of the resulting patient benefit is unacceptably low (qualitative futility)” [
5]. Note, however, that it has been argued that the concept of medical futility (broadly understood) comprises the following four aspects: a) the chance of success, namely, achieving the desirable goals, is extremely low; b) there is consent of patients or their surrogates; c) the patient’s quality of life is poor; and d) the consumption of medical resources is not proportional to the expected benefits. Every single health professional may make a different judgement with regard to these aspects when considering the situation of a particular patient [
1].
Nursing professionals are frequently confronted with situations where they believe that providing further treatment is no longer beneficial to the patient without imposing extra suffering to them. By profession, nursing professionals are very closely involved in providing direct care to patients who may be in the final stage of life and especially near death. They may be in prolonged, continuous, and intense contact with these patients. The nursing professional’s role is related to (both physical and narrative) proximity, namely, nearness to the patient’s body while understanding his or her story [
6]. At least in many developed countries, the majority of deaths occur in hospital settings against patients’ wishes. As nursing personnel spend the most time with the patient, and the role of nursing professionals in end-of-life decision-making remains unclear [
7], further investigation is needed to determine more about their perceptions of “futile treatment”.
Medical futility remains a key priority research topic for clinical ethics. In Greece, little research has been conducted on this topic. This study aimed to contribute to filling this knowledge gap. We conducted qualitative research involving in-depth interviews focused on investigating the medical futility experiences of nurses with a long history of caring for severely ill or terminally ill patients.
Results
Participants’ perceptions of futile care varied depending on the patient’s condition and the participants’ personal perspective of the patient’s condition. The perceptions of the participants in our study on medical futility are related to the moral values of respecting patient wishes, easing suffering, maintaining truthfulness and distributing scarce health care resources appropriately.
The concept of “futile medical care”
While participants might each have a familiar sense of what we mean by invoking the term “futile medical care”, the term was not explicitly defined. Several participants in this study have shown cautious attitudes towards labelling medical treatment as futile. Our data analysis suggests that this is because these participants not only realized the difficulty of providing a clear definition of the entity “futile treatment” but were also hesitant as to whether they could view life-sustaining medical treatment as futile. However, participants viewed the concept of “futile treatment” as familiar. They appeared to have a sense of the term “futile medical care”. Some participants viewed the concept of “futile medical care” as quantitative futility, while some participants viewed it as qualitative futility, and some participants attempted a mixed approach.
More precisely, 7 out of the 16 participants in this study (P4, P7, P9, P11, P13, P15 and P16) felt that providing medical care to patients with no life expectancy is providing futile care. However, they did not attempt further to define the term “life expectancy”. Please note that especially important things can be said or experienced in the last hours of a patient’s life. Two out of the 16 participants (P8 and P12) felt that medical care that cannot improve the patient’s quality of life is futile, without attempting to further define the term “quality of life” in the context of end-of-life care. Three participants (P3, P5 and P6) said that futile care is ineffective care, without attempting to further define what is meant by the term “ineffective”. Participant P14 viewed as futile any treatment that proves harmful to the patient in the sense that it imposes extra pain or suffering on him or her.
Interestingly, several participants (P1, P2, P10 and P14) explicitly expressed their concerns about labelling medical care as futile. Participant P2 said that there were difficulties in defining the concept of “futile medical care”. More precisely, Participant P2 said, “It is difficult for someone to determine situations that could cause health professionals to consider a medical intervention as futile”. She said that she had learned from her professional experience that many elderly people are discharged alive from intensive care units. Furthermore, she attempted to provide a definition based on survival rates and quality of life. Participant P1 reported thinking in a similar vein. In addition, the following interview quotes are indicative of the difficulty of providing (or having a reluctance to provide) a clear definition of the concept of “futile medical care”. Participant P1 suggests that “the concept of ‘futile medical care’ needs to be discussed by an international scientific community”. Participant P6 suggests that “the determination of medical futility can only be made within the context of clinical situations, which however, should be clearly outlined”. Participant P13 said, “There is [the concept of] “futile medical care” but … I don’t know [if it is morally right to accept it] …” . Participant P10 said, “… a medical intervention … perhaps … must never be labelled futile …” . Participants P1 and P14 declared, “I do not like the term futile medical care” and “The concept futile medical care is a hard concept”, respectively.
Patient reliance on machines – technological dependency
Participants P5 and P6 believed that mechanical support should only be provided to patients who have a chance of recovery from being dependent on such support. Interestingly, however, some participants expressed strong reservations on this view. Participant P10 emphasized that “technology by itself cannot make it futile to further provide medical treatment”. She said that medical treatment can by no means be considered futile if there is verbal or nonverbal communication (i.e., through eye contact) of the patient. Participant P11 clearly declared that providing further medical care to a brain-dead patient should be considered futile. “However”, she said, “I do not know if the provision of life-sustaining treatment to a patient in a persistent vegetative situation might be thought of as futile”.
Reasons behind providing futile medical care
Fear of legal action, the lack of a regulatory framework, physicians being pressured by (mostly uninformed) family members and physicians’ personal motives were reported as being important reasons behind providing futile medical care.
Fear of legal action was a factor that emerged from our data analysis as a significant reason behind providing futile medical care. This was a recurrent finding throughout the narratives of the vast majority of participants (14 out of the 16 participants in our study). Only two participants (P2 and P7) believed (even though not wholeheartedly, i.e., using the expression “rather not”) that the fear of legal action was not a significant reason behind providing futile medical care. Furthermore, physicians being pressured by family members into providing futile medical care (P3, P4, P14, P15, and P16) and the lack of a clear regulatory framework for futile medical care in the country (P1, P4, and P14) were reported as driving forces for the provision of futile medical care through intensifying health professionals’ feeling of fear of legal action. A couple of participants (P5 and P8) reported that in some hospitals where there have been developed documents (according to protocols, regarding the provision of futile medical care) that are to be signed by the patients or their representatives (i.e., family members), the fears of lawsuits have become limited.
Moreover, some participants believed that the physicians were the drivers of futile medical care. Participant P2 said that the physicians were the drivers of futile medical care because of their emotions or their personal motives, such as the egoistic motive for “carrying it off”, namely, coming out on top. She said that physicians are not afraid of lawsuits. Participant P7 said that “psychological and emotional factors are more significant reasons behind providing futile medical care than the fear over encountering legal problems”. At any rate, it should be highlighted that many participants were of the opinion that physicians often provide futile medical care to their patients.
Participant P3, who had long previous work experience in intensive care units, wondered why many futile treatments are provided in ICUs where the probability of taking any legal action against health professionals is very low. ICUs are specialized facilities where the staff’s actions are less than transparent and open to others.
Interestingly, three participants argued in favour of providing futile medical care, at least under particular circumstances. They reported their previous lived experiences during their long career history (more than twenty years) as nursing professionals. Participant P2 reported a case of a patient in a critical situation. There were pressures made by nursing personnel to the physician to consider medical care futile and to “let him leave”. However, the physician’s persistence in providing futile medical care resulted in the patient being discharged from the intensive care unit in a “good level of conscience”. Experienced nursing professional P1 said that “while the patient was expected to live for a very short period of time, ultimately, he lived much longer”. Participant P5 reported that he had witnessed the case of a child in the end-of-life phase. The medical team decided to consider the provided care to be futile and to interrupt it. The child died during seizures. The participant who witnessed that scene was emotionally changed for the rest of her life.
Interestingly, Participant P2 emphasized the lack of facilities that provide end-of-life care. She said that while many patients who have been treated in intensive care units are ranked as severely disable at discharge, further treatment of these patients may be erroneously labelled futile although such treatment might be beneficial and valuable to them (might improve their quality of life) if provided in a palliative facility or at the patients’ own home. Patients in such situations cannot be treated sufficiently in an understaffed classic open hospital ward.
Consumption of considerable resources
Furthermore, the wastage of money and the consumption of considerable resources are reasons for labelling medical care as futile. The vast majority of participants declared that spending money and the consumption of resources should be factored in when considering the provision of a medical treatment that can be labelled futile, especially in the time of the Greek financial crisis, namely, over the last decade, when the available resources have been limited (P9 and P14). Note, however, that most participants appeared to not wholeheartedly support this consideration. The expression “even though it seems unfair” was recurrent in the interview data (P3, P4, P8, and P14), especially because the patients had paid their health insurance contributions (P6 and P11). Participants P2 and P3 said that we are obliged to take into account the costs, especially in regard to providing medical care in intensive care units where the consumption of resources is considerable. Two participants (P11 and P12) expressed some clear reluctance to accept the role of costs in end-of-life decision-making. Participant P1 expressed his clear negative attitude towards the suggestion that costs should be taken into account when making end-of-life decisions. In contrast, Participants P2 and P16 provided wholehearted support for this consideration, without reservations.
The high costs of futile medical care delay accessibility to health care resources for patients who have life expectancy (P9, P10, P12 and P14). Participant P15 clearly determined the term “life expectancy” when considering the role of costs in labelling medical care as futile. She said, “If a patient has a chance to survive, the costs should not be taken into account”, thereby implying that even a very low survival rate may be important. Participant P7 said that we should not take into account the costs in regard to facilitating a dignified death. She said, “Ensuring a dignified death is the only meaningful thing we can offer to these people [patients nearing the end of life]”. Indicative of the participants’ half-hearted attitudes towards accepting the role of costs in deciding about futile medical care was the speech of Participant P10, who was of the opinion that the money saved by avoiding or stopping futile medical care could be better spent creating the most advantageous conditions possible, such as “providing better psychological support or palliative care … improving the atmosphere in the patient room, i.e., by painting the walls … making the patient laugh …” However, the participant found this suggestion impracticable.
Participants P13 and P15 declared that physicians often do not consider the costs despite (health care administrator’s) recommendations to the contrary (P13).
Who is the decider? The nursing professionals’ role in deciding on the futility of a certain treatment
In this study, the nursing professional’s role as a participant in decisions regarding futile care and as a mediator between physicians and patients (and family members) is highlighted. Furthermore, the patient’s role in decisions on futile care is prioritized.
Almost half of the participants suggested that the end-of-life medical decision process should incorporate the patient (prioritizing their preferences) and the attending physician (P2, P4, P5, P7, P8, P9, and P14). Participant P3 was of the view that physicians should make unilateral end-of-life decisions after having listened to the nursing personnel. However, almost half of the participants suggested that the end-of-life medical decision process should always incorporate all key stakeholders, including nursing professionals and family members (P6, P7, P10, P12, P15, and P16). Importantly, Participant P4 stressed that a person who is in a long-term proximity relationship with the patient (“the closest person to the patient”) should be considered a close family member.
Participants recognized that nursing professionals are frequently not involved in the end-of-life decision-making process (P7) and that therefore, they feel abandoned and powerless (P14). Participants wanted to be more involved in end-of-life decisions (P3, P10, P11, and P13) because nursing professionals spend much more time with the patient than do physicians. Participant P13 said, “Nursing professionals and patients rub along together” and considered that nursing professionals should play a leading role in end-of-life decision-making. Importantly, P14 said that nursing professionals understand the patients’ values and preferences, and hence, they are ideally positioned to act as mediators between physicians and patients (and family members). Participant P7 said, “Nursing professionals are included in end-of-life decisions, although to a limited extent” and emphasized the need for good communication between health professionals for nursing professionals to be consistently included in end-of-life decision-making processes. Some participants considered it inappropriate for family members to be included in end-of-life decision-making processes because pressures from them are often a driving force for the provision of medically futile care (P2, P8, and P14).
From our data analysis, it emerged that patient family members often keep (false) hopes alive due to a lack of information and knowledge. It is so difficult for them to accept that the death of a loved one is inevitable, and they believe in a miracle. For instance, Participant P4 (who had 22 years of previous work experience) said, “Nobody is wired to accept that death happens …” . Family members may become quarrelsome and imply that in the case of negative development, they might take legal recourse against the attending physicians (P4). It was emphasized that the bonds between family members are particularly strong in Greece (P7). Participants highlighted that in the Greek clinical context, patients and family members lack information about end-of-life issues (P1, P4, P7 and P14). It has been stated that well-informed family members (especially when the information provided is accompanied by psychological support) are expected to put less pressure on physicians by trying to cause them to provide futile medical care (P10). Participant P8 suggested that public education should focus on the specific and limited role of intensive care units, as well as the option of palliative care, to prevent the general public from having unrealistic expectations. Interestingly, two participants (P1 and P10) highlighted the psychological benefits of providing futile medical care mainly due to offering (false) hopes. Participant P1 (who had 20 years of previous work experience) said, “Let’s see it in a holistic way … providing futile medical care may be psychologically beneficial, even if it may not be biologically beneficial … nobody knows how much grief and death cost in our inner world.”
Participants’ personal responses to situations where futile care is provided
Our data analysis showed that providing futile care is a major factor that negatively affects nursing professionals’ inner attitude towards performing their duties. While participants developed resilience-promoting strategies to deal with providing futile medical care, they emphasized the negative impact of providing futile care on their inner world. A tension that exists between their inner world and outer world emerged from our data analysis.
Interestingly, participants normalized their negative experiences of providing futile care, stating that they were performing their duties to the best of their ability and with respect for their professional standards. However, in apparent contradiction to these assertions, they expressed concerns about their inner attitude towards caring for patients receiving futile medical treatment and emphasized the emotional nature of their duties. The open-ended questions permitted nurses to specify situations of futile care, which they regarded as morally distressing.
Six out of the 16 participants in this study (P2, P5, P6, P7, P11, and P12) declared that providing futile medical care does not affect their behaviour towards their patients and family members. Interestingly, Participant P6 said that he takes care not to change his behaviour towards his patients because “patients nearing the end of life understand”. Participant P7 said that she takes care not to change her behaviour towards her patients (nearing the end of life) because she “must ensure good quality of life for her patients right to the end”.
Notwithstanding, ten participants declared that the negative emotions they experienced because of providing futile medical care negatively affected their attitude and behaviour towards their patients. Participant P13 said, “When you know that medical care is futile, you are not in the mood to ‘run’, to communicate with the patient … when you feel that your efforts are not ‘paid off’ [on an emotional level], you feel that you are performing drudgery”. Participant P3 declared, “I may not be on-task … I may make omissions to provide the complete treatment to the patient”. Participant P10 said, “If there is a sense of vanity in the air, nursing professionals may not be in a good mood and become less communicative”. However, Participant P10 said, “If the patient does not express (by any means) a strong desire to struggle to save his or her own life, then nursing professionals are working in a dominant atmosphere of futility.” In the same vein was Participant P14, while Participant P8 declared that nursing professionals distance themselves from their patients.
Participants P2, P5, P6, P7 and P11 said that they are able to get their emotional reactions under control; i.e., Participant P2 said, “I am often emotionally affected but … I can turn off the switch …” .
Regarding the emotional experiences of caring for patients who receive futile medical care, many participants declared that they often experience sadness and grief (P4, P7, P9 and P14). Interestingly, some participants reported that they often feel anger or become stubborn for various reasons. Importantly, it has been reported that they feel that providing futile care saps their energy.
Participant P12 said that in such situations, she often becomes stubborn about ensuring that patients and families experience a “good” and dignified death. She said, “When providing futile care, you have to show greater respect for the patient’s body.” Participant P9 felt that providing futile care sapped her energy. She said that doing so “wastes my energy, which is something needed by other patients.” In a similar vein was Participant P14, who declared that providing futile care is “soul-sucking.” The participant said, “I feel so angry with myself when I am forced to give false hopes to a sick person who looks at my eyes and say things that she would never say to her family.” Participant 4 had said almost exactly the same thing. Participant P16 said, “We get angry because of the failure of our efforts to succeed … we are emotionally charged.” Importantly, Participant P1 said, “There are negative emotions in the inner world of nursing professionals, which will never be externalized …” . Interestingly, Participant P9 said, “I feel anger because providing futile care wastes my energy … which is something that other patients need …” .
The concept of a “good or dignified death”
All participants took a clear position on a “good and dignified death”. Interestingly, from our interview data analysis, a list of criteria emerged for assessing the patients’ quality of life and labelling the dying process as undignified, which, when identified in clinical situations involving medical treatment, the treatment might be perceived as futile.
A range of various and distinct features of a “good and dignified death” emerged from our data analysis. Some of them appeared as recurrent findings. These features can be roughly categorized into four categories. Features revolving around a) pain and suffering, b) treating patients with respect, c) the appearance and image of the patient body, and d) the interaction and interrelation between patients and their relatives emerged.
Among the features of a good and dignified death have been cited 1) the patient’s pain and suffering (P5, P6, P7, P10, P13, P14 and P16), 2) the enforced continuation of a patient’s (full suffering) (P13 and P15), 3) treating the patient not as a person but as a medical event, (P14), 4) a patient dying without being prepared for his or her own death (P1), 5) the lack of respect for a patient’s person or personality (P2, P3 and P14), 6) the patient’s inability to determine how he or she will die (P8), 7) the lack of cleanliness (P4, P7 and P14), 8) the patient being incapable of self-serving and being completely dependent on others (P8, and P9), 8) the patient’s feelings of humiliation and powerlessness (P14), 9) the patient’s unmet actual (P14) or presumed preferences, i.e., not ensuring religious patients have the opportunity to take holy communion (P2), 10) the patient feeling incapable of keeping pace with what is meant by the term “human being” or “the human condition” (P3), and 11) the patient feeling as though they are imposing on others (P8).
Furthermore, many participants have recurrently placed considerable emphasis on two main aspects of “bad or undignified death” that deserve particular attention, namely, the appearance and image of the patient’s body and the interaction and interrelation between patients and their relatives. A number of situations have been reported by several participants (experienced nursing professionals) to be features of what is meant by the term a “bad or undignified death”.
The appearance and image of the patient body regarding the patient’s appearance is a) taken as it truly is, b) as it is perceived to be by the patient, or c) as it is seen through others’ eyes. The patient dies an undignified death if a) his or her body is “melting” (P11), b) he or she is getting bed sores (especially if the bed sores are neglected) (P7 and P13), c) the patient’s body has changed and lost its shape (P11), the patient’s self-image has degenerated into a decomposition image (P3), d) “150 sachets” are attached to the patient’s body (P4), e) a Levin feeding tube is inserted into the patient’s body (P4), f) the patient undergoes many painful venipunctures daily, while nearing his or her inevitable end of life (P12), g) the patient is not capable of self-serving (especially defecating or urinating) (P8), h) the patient arouses pity for him/herself (P5 and P9), the patient begs to die (P5), i) the patient is not capable of speaking or communicating with others (P8), j) the patient is getting naked often (P4), and h) the patient would feel sad if he or she could look at him/herself in the mirror (P5).
The interaction and interrelation between patients and their relatives is a factor that has been reported to be an important aspect of a “bad and undignified death”. It has been said that dying a death in isolation, in a “cold” hospital environment, is not dying a “good and dignified death”; rather, dying in the home environment helps the patient die a “good death” (P4 and P9). Dying a dignified death means dying surrounded by family and loved ones, communicating and being in contact with them, i.e., clutching the patient’s hand tightly or caressing the patient’s head (P2 and P4), and giving one’s love to the patient (P14), thus making the patient feel that they are not feel alone (P2, P4 and P7) and that, as “patient and family (or other loved ones) get through hard times together” (P7), the patient has people around him or her to share his or her fears (P4). Family members must create an optimistic environment (P10) where there is no mourning (P14). Participant P2, who has had much experience in the specific field of intensive care medicine, said, “Patients under sedation need human contact” and “You never know what a patient under sedation can understand”. Importantly, the participant added, “I had a habit of caressing the head of a child who was in sedation … when she woke up, she told me that she kept seeing me in her dreams caressing her head.”